Investment Approach

Pendulum Asset Management, LLC (“Pendulum”) is a Registered Investment Advisor and investment management firm built to capitalize on underfollowed and underappreciated equity and preferred securities.

Pendulum’s Income Strategy’s objective is to invest in undervalued high-yielding equity and preferred securities to achieve an alternative income stream for our clientele, with targeted dividend yields of 7-12%.

Traditionally, high-yielding securities carry additional risks and are more volatile relative to the market. However, our differentiating factor is that we utilize our internally developed methodology, focusing on business quality, asset quality, as well as management quality to manage these additional risks.

Using our internal methodology, we aim to provide long-term value, income, and capital appreciation to our clients.

Portfolio Allocation

^Allocations may change based on client preference, market conditions and firm

discretion. Firm may tactically allocate a portion of client portfolios to money market/treasury bills

~9.20% Sample Portfolio Yield
 

*Dividend yields may change based on market conditions and company dividend payouts

Pricing Schedule

*Fees billed in arrears, on a quarterly basis, based on quarter-end portfolio value

Other Information

Custodian & Broker: Charles Schwab*

*Client funds are held in segregated, separately managed accounts i.e. non-commingled