Income Strategy:

Pendulum Asset Management, LLC (“Pendulum”) is a Registered Investment Advisor and is an investment management firm built to capitalize on what we believe to be underfollowed and underappreciated equity and preferred securities.  

Pendulum’s Income Strategy’s objective is to invest in what we believe to be undervalued high-yielding equity and preferred securities with the goal of achieving an alternative income stream for our clientele.

For more information on our Income Strategy, please click HERE.

SECTOR TARGET PORTFOLIO ALLOCATION, as of 7/1/2024*
Mortgage REITs 37.50%
REITs 5.00%
Preferred Stock 22.50%
BDCs (Business Development Companies) 5.00%
Insurance 5.00%
Energy (Upstream & Midstream) 5.00%
Money Market/Treasury Bills 20.00%
*Target allocation for the Income Strategy above is as of 7/01/2024. Your experience and/or allocation may vary based on your individual circumstances. Any hypothetical example is intended for illustrative purposes only and does not represent an actual client or an actual client's experience, but rather is meant to provide an example of the process and methodology. The Firm provides no assurance that it will be able to achieve similar results in comparable situations. Any statement herein about the quality of an asset class is the opinion of the author and is subject to change without notice. For additional information, including fees and services, send for our disclosure statement as set forth on Form ADV using the contact information herein. Please read the disclosure statement carefully before you invest or send money

Income + Value Strategy:

Pendulum’s Income + Value Strategy’s objective is to invest in what we believe to be high-yielding equity and preferred securities in addition to small to mid-cap value stocks that are also underappreciated by the broad market.
 
The Income + Value strategy overlaps with the Income strategy to a degree, primarily by being invested in mortgage REITs and preferred stock. We add small and mid-cap equity exposure identified by deep fundamental research to make long-term, high-conviction investments that serve to complement our income investment allocation.

For more information on our Income + Value Strategy, please click HERE.

SECTOR TARGET PORTFOLIO ALLOCATION, as of 7/1/2024*
Mortgage REITs 27.50%
Preferred Stock 22.50%
Value Investments** 30.00%
Money Market/Treasury Bills 20.00%

*Target allocation for the Income+Value Strategy above is as of 7/01/2024. Your experience and/or allocation may vary based on your individual circumstances. Any hypothetical example is intended for illustrative purposes only and does not represent an actual client or an actual client's experience, but rather is meant to provide an example of the process and methodology. The Firm provides no assurance that it will be able to achieve similar results in comparable situations. Any statement herein about the quality of an asset class is the opinion of the author and is subject to change without notice. For additional information, including fees and services, send for our disclosure statement as set forth on Form ADV using the contact information herein. Please read the disclosure statement carefully before you invest or send money

**Value Investments involves companies that are industry-agnostic , and typically range from market capitalizations of 100mm+
 

Pendulum may also be able to create a customizable solution depending on your situation. Please reach out for further details.